FINRA SIE
All four SIE sections — the gateway exam to every securities career.
Securities Industry Essentials exam prep, blueprint-complete across all four sections of the official FINRA outline — the entry exam for every securities career.
4 decks·790 cards·Spaced repetition · 5 study formats · lifetime access
What's inside
1Knowledge of Capital Markets122 cards · Regulators and SROs, market structure and participants, offerings, and economic factors (16% of the exam).2Overview of the Regulatory Framework72 cards · The Acts, registration and qualification, associated-person conduct rules, and reporting obligations (9% of the exam).3Understanding Products and Their Risks352 cards · Equities, debt, options, packaged products, municipal fund securities, annuities, and the risk taxonomy (44% of the exam).4Understanding Trading, Customer Accounts and Prohibited Activities244 cards · Orders and settlement, corporate actions, account types and registration, AML, and prohibited activities (31% of the exam).
790 cards. One program. $7.99.
Every card audited, built for active recall, and scheduled by SM-2 spaced repetition.