FINRA SIE
Pass, and earn the letters after your name.
Ready-made cards for exactly what the FINRA SIE tests. A few minutes a day and it moves into memory — no decks to build, no textbook to reread.
790 cards·4 decks·Yours for life
What you'll walk in knowing
Every topic the FINRA SIE tests, one deck at a time.
1Knowledge of Capital Markets122 cards · Regulators and SROs, market structure and participants, offerings, and economic factors (16% of the exam).2Overview of the Regulatory Framework72 cards · The Acts, registration and qualification, associated-person conduct rules, and reporting obligations (9% of the exam).3Understanding Products and Their Risks352 cards · Equities, debt, options, packaged products, municipal fund securities, annuities, and the risk taxonomy (44% of the exam).4Understanding Trading, Customer Accounts and Prohibited Activities244 cards · Orders and settlement, corporate actions, account types and registration, AML, and prohibited activities (31% of the exam).
Walk into the FINRA SIE ready.
Start free and study a few minutes a day. $7.99 once, and these 790 cards are yours for life.
Securities Industry Essentials exam prep, blueprint-complete across all four sections of the official FINRA outline — the entry exam for every securities career.